Ian Derek Johnston

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHOFIELD MONEY LIMITED

    FRN 539921

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 May 2023)
    • [FCA CF] Functions requiring qualifications (since 22 May 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • COOPER PARK WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 228865

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2004 to 31 Oct 2007)
    • CF1 Director (2 Jan 2004 to 8 Dec 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.