Ian David Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • SMF3 Executive Director (3 Mar 2020 to 28 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Apr 2023)
    • CF3 Chief Executive (18 Oct 2019 to 8 Dec 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (8 Mar 2004 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.