Ian Craig Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Two Shires Wealth Management Ltd
FRN 1001528
- Responsible for Insurance Distribution (since 2 Apr 2024)
- SMF3 Executive Director (since 2 Apr 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (7 Jan 2021 to 31 Dec 2021)
- CF30 Customer (9 Dec 2020 to 31 Dec 2021)
- CF1 Director (AR) (3 Jul 2008 to 4 Mar 2020)
Swann Financial Limited (no longer approved here)
FRN 451053
- (12)Employed By (9 Dec 2020 to 31 Dec 2021)
Woodcote Wealth Management Ltd (no longer approved here)
FRN 485073
- Employed By (3 Jul 2008 to 4 Mar 2020)
Woodcote Wealth Management (no longer approved here)
FRN 232337
- Employed By (1 Apr 2004 to 22 Oct 2006)
Harwood Gough Associates (no longer approved here)
FRN 206128
- Employed By (12 Aug 2003 to 9 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.