Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
KROLL SECURITIES LTD.
FRN 466588
- [FCA CF] Client dealing (since 9 Oct 2024)
-
- [FCA CF] Client dealing (1 Apr 2024 to 31 May 2024)
-
- CF30 Customer (18 Sep 2015 to 7 Jun 2019)
-
- CF30 Customer (25 Nov 2011 to 24 Apr 2015)
-
- CF30 Customer (16 May 2011 to 13 Oct 2011)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.