Ian Claisse

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch

    FRN 170910

    • [FCA CF] Manager of certification employee (since 21 Sep 2016)
    • [FCA CF] Material risk taker (since 21 Sep 2016)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Jul 2011 to 31 Jan 2013)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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