Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (1 Apr 2021 to 31 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
- CF30 Customer (29 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 20 Jan 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.