Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFTS TRUSTEES LIMITED (no longer approved here)

    FRN 313246

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Mar 2020)
    • CF1 Director (18 Mar 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Mar 2011 to 30 Sep 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • SFS Group Limited (no longer approved here)

    FRN 311801

    • CF29 Significant management (1 Nov 2007 to 18 Apr 2019)
    • CF28 Systems and controls (1 Nov 2007 to 18 Apr 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 18 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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