Date authorised
1 April 2013
Companies House
02538905
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor South
    Quadrangle
    Imperial Square
    Cheltenham
    Gloucestershire
    GL50 1PZ
    UNITED KINGDOM
    Phone
    +447785628056
  • Complaints Contact

    Third Floor South
    Quadrangle
    Imperial Square
    Cheltenham
    Gloucestershire
    GL50 1PZ
    UNITED KINGDOM
    Phone
    +4401993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Catherine Meckiffe

    IRN AXM27289

    • SMF1 Chief Executive (5 Oct 2020 to 17 Jul 2024)
    • SMF3 Executive Director (5 Oct 2020 to 17 Jul 2024)
    • Responsible for Insurance Distribution (5 Oct 2020 to 17 Jul 2024)
  • Andrew James Galbraith

    IRN AJG01309

    • SMF9 Chair of the Governing Body (14 Jul 2020 to 30 Apr 2023)
  • Ian Charles Hamilton

    IRN ICH01025

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Mar 2020)
    • CF1 Director (18 Mar 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Mar 2011 to 30 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Jeffery Charles Brinley

    IRN JCB01217

    • SMF3 Executive Director (13 Jul 2020 to 17 Jul 2020)
    • SMF1 Chief Executive (13 Jul 2020 to 17 Jul 2020)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • SMF3 Executive Director (since 6 Jun 2024)
  • Julie-Ann Robertson

    IRN JXR00125

    • SMF3 Executive Director (21 Apr 2023 to 17 Jul 2024)
  • Matthew Ray Neave

    IRN MRN01051

    • SMF3 Executive Director (24 Jul 2020 to 26 Apr 2023)
  • Michael Millar

    IRN MXM00877

    • Responsible for Insurance Distribution (since 10 Dec 2024)
    • SMF3 Executive Director (since 2 Aug 2024)
    • Responsible for Insurance Distribution (12 Dec 2024 to 12 Dec 2024)
  • Stuart Paul Rootham

    IRN SPR01062

    • SMF3 Executive Director (21 Mar 2024 to 31 Dec 2024)
  • Timothy Thornton Jones

    IRN TXT01111

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Mar 2011)
    • CF1 Director (14 Jan 2005 to 9 Apr 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.