Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (1 Apr 2014 to 30 Jul 2021)
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- (10)Employed By (27 Mar 2014 to 30 Jul 2021)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2014)
- CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.