Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (1 Apr 2014 to 30 Jul 2021)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (10)Employed By (27 Mar 2014 to 30 Jul 2021)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF30 Customer (1 Nov 2007 to 9 Apr 2014)
    • CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.