Iain Joseph Shaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 5 Apr 2011)
    • CF21 Investment Adviser (22 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2003 to 22 Aug 2003)
  • K.C.Pettener & Co.Limited (no longer approved here)

    FRN 125541

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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