K.C.Pettener & Co.Limited

Date authorised
1 April 2013
Companies House
01027837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Union Street
    Macclesfield
    Cheshire
    SK11 6QG
    UNITED KINGDOM
    Phone
    +4401625503888
    Web
    https://kcpettener.co.uk

  • Complaints Contact

    Brookside House
    Union Street
    Macclesfield
    Cheshire
    SK11 6QG
    UNITED KINGDOM
    Phone
    +4401625503888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Pettener

    IRN AXP03017

    • Responsible for Insurance Distribution (since 27 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
  • Benjamin Toby Oliver Jordan

    IRN BTJ00008

    • CF1 Director (AR) (18 Jan 2005 to 7 Mar 2007)
  • David Pettener

    IRN DXP02332

    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jan 2021)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2018 to 30 Sep 2018)
  • Elisabeth Ann Collins

    IRN EAC00008

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
  • Emma Pettener

    IRN EXP01424

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
  • Howard Dennis Jones

    IRN HDJ01007

    • CF1 Director (AR) (14 Jan 2005 to 31 Dec 2007)
  • Iain Joseph Shaw

    IRN IJS00003

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Mar 2003)
  • John Edward Turner

    IRN JET00006

    • CF30 Customer (1 Nov 2007 to 29 Feb 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Feb 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Feb 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 29 Feb 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Feb 2016)
  • Kenneth Charles Pettener

    IRN KCP01032

    • Responsible for Insurance Mediation (19 Apr 2016 to 10 Jan 2018)
    • CF1 Director (19 Apr 2016 to 10 Jan 2018)
    • CF11 Money Laundering Reporting (19 Apr 2016 to 10 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.