Iain Dallas

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Nov 2012)
    • CF30 Customer (since 9 May 2011)
  • DALLAS & CO LTD

    FRN 548062

    • Employed By (since 6 Nov 2012)
  • Iain Dallas (no longer approved here)

    FRN 416265

    • (1)Employed By (8 Dec 2004 to 30 May 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (13 May 2004 to 30 May 2005)
    • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 13 May 2004)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (20 Jan 2003 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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