Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • SMF2 Chief Finance (9 Dec 2019 to 16 Sep 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 15 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2024)
    • CF3 Chief Executive (10 Oct 2019 to 8 Dec 2019)
    • CF1 Director (20 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (20 Jul 2009 to 8 Dec 2019)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • CF1 Director (20 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (20 Jul 2009 to 8 Dec 2019)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF13 Finance (12 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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