Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (17 Dec 2007 to 4 Feb 2011)
- CF11 Money Laundering Reporting (17 Dec 2007 to 4 Feb 2011)
- CF30 Customer (17 Dec 2007 to 4 Jul 2012)
- CF4 Partner (17 Dec 2007 to 4 Feb 2011)
- CF8 Apportionment and Oversight (17 Dec 2007 to 18 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.