Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 15 Nov 2022)
- SMF1 Chief Executive (9 Dec 2019 to 31 May 2022)
- CF30 Customer (21 Jan 2013 to 8 Dec 2019)
- CF3 Chief Executive (6 Dec 2011 to 8 Dec 2019)
- CF4 Partner (6 Dec 2011 to 8 Dec 2019)
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- CF30 Customer (30 Oct 2009 to 29 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 28 Apr 2011)
- CF3 Chief Executive (24 May 2006 to 29 Apr 2011)
- CF1 Director (27 Oct 2004 to 21 Jul 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Sep 2004 to 15 Jul 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.