Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zennor Asset Management LLP (no longer approved here)

    FRN 218549

    • SMF27 Partner (9 Dec 2019 to 15 Nov 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (21 Jan 2013 to 8 Dec 2019)
    • CF3 Chief Executive (6 Dec 2011 to 8 Dec 2019)
    • CF4 Partner (6 Dec 2011 to 8 Dec 2019)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (30 Oct 2009 to 29 Jul 2011)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
    • CF3 Chief Executive (24 May 2006 to 29 Apr 2011)
    • CF1 Director (27 Oct 2004 to 21 Jul 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Sep 2004 to 15 Jul 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.