Hugh Malcolm Banford

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aveton Gifford Associates Limited

    FRN 453956

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • [FCA CF] Manager of certification employee (since 5 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Aug 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Aug 2006 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Aug 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Aug 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Aug 2006 to 8 Dec 2019)
  • Affinity Financial Planning Ltd (no longer approved here)

    FRN 208486

    • (11)Employed By (23 Dec 2003 to 30 Jun 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (19 Jun 2003 to 15 Mar 2004)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (677)Employed By (19 Jun 2003 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.