Aveton Gifford Associates Limited

Date authorised
1 April 2013
Companies House
SC268741
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gartcolt Cottage
    Gartgill Road
    Coatbridge
    North Lanarkshire
    ML5 2EQ
    UNITED KINGDOM
    Phone
    +4401236872751

  • Complaints Contact

    Gartcolt Cottage
    Gartgill Road
    Coatbridge
    North Lanarkshire
    ML5 2EQ
    UNITED KINGDOM
    Phone
    +4401236872751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Whiting

    IRN DXW00184

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Aug 2006 to 8 Dec 2019)
  • Hugh Malcolm Banford

    IRN HMB00004

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 5 Nov 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Aug 2006 to 31 Mar 2009)
    • CF1 Director (1 Aug 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.