Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (3 Jan 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (3 Jan 2023 to 1 Feb 2024)
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- CF30 Customer (25 Nov 2022 to 6 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
- CF30 Customer (20 Mar 2018 to 8 Dec 2019)
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- Employed By (1 Oct 1998 to 8 Dec 2019)
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- (3)Employed By (1 Oct 1998 to 29 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.