Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 1 Feb 2024)
    • [FCA CF] Client dealing (3 Jan 2023 to 1 Feb 2024)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • CF30 Customer (25 Nov 2022 to 6 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
  • Wyvern Associates (no longer approved here)

    FRN 125591

    • Employed By (1 Oct 1998 to 8 Dec 2019)
  • M W F S Limited (no longer approved here)

    FRN 152943

    • (3)Employed By (1 Oct 1998 to 29 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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