Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (since 13 Feb 2021)
- SMF1 Chief Executive (9 Dec 2019 to 13 Feb 2021)
- SMF3 Executive Director (9 Dec 2019 to 13 Feb 2021)
- CF3 Chief Executive (19 Jun 2012 to 8 Dec 2019)
- CF30 Customer (10 Sep 2010 to 8 Dec 2019)
- CF1 Director (6 Aug 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.