Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 13 Feb 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2021)
    • CF3 Chief Executive (19 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (10 Sep 2010 to 8 Dec 2019)
    • CF1 Director (6 Aug 2010 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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