Howard John Greatorex

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)
FRN 211978
- SMF3 Executive Director (9 Dec 2019 to 29 Aug 2023)
- [FCA CF] Significant management (9 Dec 2019 to 29 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2023)
- CF1 Director (21 Aug 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 29 Aug 2023)
- CF21 Investment Adviser (1 May 2003 to 31 Oct 2007)
Ben Robinson Financial Advisers Limited (no longer approved here)
FRN 574668
- Employed By (28 Feb 2012 to 29 Aug 2023)
Optima Financial Planning Ltd (no longer approved here)
FRN 206493
- (4)Employed By (25 Mar 2003 to 17 Apr 2003)
Hobsons Independent Financial Services Ltd (no longer approved here)
FRN 212989
- (8)Employed By (1 Dec 2001 to 25 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.