This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Optima Financial Planning Ltd

Watch for changes

FRN: 206493
Last scraped: 20 minutes ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 3

De-Bradelei House

Belper

Derbyshire

DE56 1AR

UNITED KINGDOM

Phone

+4401773882649

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dale Andrew Smith
IRN DAS00050
- (6)Employed By (1 Dec 2001 to 26 May 2010)
Gary William Saunders
IRN GWS00015
- (5)Employed By (1 Dec 2001 to 4 Feb 2004)
Glyn Gillard
IRN GXG00037
- (1)Employed By (1 Dec 2001 to 26 May 2010)
Howard John Greatorex
IRN HJG00002
- (4)Employed By (25 Mar 2003 to 17 Apr 2003)
Ian Frazer Cannon
IRN IFC00003
- (3)Employed By (1 Dec 2001 to 26 May 2010)
Ian Roberts
IRN IXR00016
- (2)Employed By (1 Dec 2001 to 4 Feb 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.