Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 5 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2022)
  • HPC Investment Services Limited (no longer approved here)

    FRN 776033

    • SMF16 Compliance Oversight (28 Jun 2021 to 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2021 to 3 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.