Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (25 Jul 2023 to 25 Sep 2024)
    • [FCA CF] Client dealing (25 Jul 2023 to 25 Sep 2024)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • CF30 Customer (13 Oct 2008 to 20 Dec 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 23 Nov 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (2 Dec 2005 to 7 Oct 2006)
    • CF22 Investment Adviser (Trainee) (13 Jul 2005 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.