Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 15 Dec 2023)
- [FCA CF] Client dealing (since 14 Nov 2016)
- [FCA CF] Material risk taker (9 Oct 2020 to 5 Nov 2024)
- CF30 Customer (15 Oct 2015 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 15 Dec 2023)
- [FCA CF] Client dealing (since 27 Apr 2018)
- [FCA CF] Material risk taker (9 Oct 2020 to 5 Nov 2024)
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- CF30 Customer (23 Oct 2012 to 21 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.