Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Management One International Ltd. (no longer approved here)

    FRN 186147

    • CF1 Director (1 Apr 2011 to 31 Mar 2015)
    • CF3 Chief Executive (1 Apr 2011 to 31 Mar 2015)
    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.