Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Trust International Limited (no longer approved here)

    FRN 124546

    • CF10a CASS Oversight function (1 Oct 2011 to 8 Mar 2013)
    • CF10 Compliance Oversight (11 Jun 2009 to 8 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF1 Director (18 Mar 2005 to 8 Mar 2013)
    • CF26 Customer Trading (18 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.