Hersh Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Client dealing (12 Jun 2023 to 28 Oct 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (12 Sep 2016 to 30 Mar 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 30 Mar 2023)
    • CF30 Customer (17 Jul 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 Apr 2015)
    • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.