Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (27 Mar 2015 to 7 Jul 2016)
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- CF4 Partner (12 Jun 2012 to 25 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 5 Jan 2011)
- CF10 Compliance Oversight (22 Mar 2005 to 23 Jun 2005)
- CF4 Partner (22 Mar 2005 to 5 Jan 2011)
- CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (22 Mar 2005 to 23 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.