Henry James Ambrose

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (9 Jul 2014 to 31 Mar 2016)
  • SSY FUTURES LTD (no longer approved here)

    FRN 181602

    • CF30 Customer (8 Nov 2013 to 21 Apr 2014)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (3 Feb 2012 to 16 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.