Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 6 Aug 2024)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (16 Feb 2024 to 17 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (15 Nov 2016 to 3 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.