Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saranac Partners Limited
FRN 763601
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 9 Jul 2024)
- [FCA CF] Client dealing (since 9 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 9 Jul 2024)
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- [FCA CF] Manager of certification employee (9 Feb 2023 to 8 Jul 2024)
- [FCA CF] Client dealing (19 Feb 2021 to 8 Jul 2024)
- [FCA CF] Material risk taker (19 Feb 2021 to 8 Jul 2024)
- CF30 Customer (10 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.