Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2024)
    • CF30 Customer (since 5 Sep 2024)
    • (9)Employed By (since 5 Sep 2024)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (7 Apr 2022 to 7 Jul 2023)
    • [FCA CF] Client dealing (7 Apr 2022 to 7 Jul 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 15 Jan 2022)
    • [FCA CF] Client dealing (14 May 2021 to 15 Jan 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (14 May 2021 to 15 Jan 2022)
    • [FCA CF] Functions requiring qualifications (14 May 2021 to 15 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (9)Employed By at Ashwood Law Wealth Management Ltd