Hemish Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 20 Mar 2024)
    • [FCA CF] Significant management (since 20 Mar 2024)
    • [FCA CF] Algorithmic trading (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 11 Mar 2024)
    • [FCA CF] Manager of certification employee (since 11 Mar 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 20 Mar 2024)
    • [FCA CF] Material risk taker (since 20 Mar 2024)
    • [FCA CF] Manager of certification employee (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 11 Mar 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2022 to 10 Jan 2024)
    • [FCA CF] Algorithmic trading (22 Jul 2021 to 5 Nov 2021)
    • [FCA CF] Manager of certification employee (22 Jul 2021 to 10 Jan 2024)
    • [FCA CF] Client dealing (22 Jul 2021 to 10 Jan 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jul 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Jul 2021)
    • CF30 Customer (1 Apr 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Jul 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (8 Nov 2010 to 19 Jun 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (11 Feb 2009 to 19 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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