Helen Elisse Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (24 Oct 2008 to 12 Jun 2009)
    • CF10 Compliance Oversight (24 Oct 2008 to 12 Jun 2009)
    • CF11 Money Laundering Reporting (24 Oct 2008 to 12 Jun 2009)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
    • CF11 Money Laundering Reporting (30 Sep 2007 to 12 Jun 2009)
    • CF10 Compliance Oversight (30 Sep 2007 to 12 Jun 2009)
    • CF14 Risk Assessment (30 Sep 2007 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
    • CF10 Compliance Oversight (30 Sep 2007 to 12 Jun 2009)
    • CF11 Money Laundering Reporting (30 Sep 2007 to 12 Jun 2009)
    • CF14 Risk Assessment (30 Sep 2007 to 31 Oct 2007)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
    • CF14 Risk Assessment (30 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.