Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Webb Limited
FRN 313260
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF1 Chief Executive (since 29 Sep 2021)
- Responsibility for MCD Intermediation (since 29 Sep 2021)
- SMF16 Compliance Oversight (since 29 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2021)
- Responsible for Insurance Distribution (since 29 Sep 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (23 Jan 2015 to 8 Dec 2019)
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FINANCIAL WEBB LIMITED
FRN 588431
- 7. Giving personal recommendations on long-term care insurance contracts
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
- CF1 Director (16 Jul 2015 to 8 Dec 2019)
- CF30 Customer (23 Jan 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.