FINANCIAL WEBB LIMITED

• Principal Place of Business

  13 Glenavon Close

  Claygate

  Esher

  Surrey

  KT10 0HP

  UNITED KINGDOM

  Phone

  +4401372466005

  Web

  https://www.fianancialwebb.co.uk

• Complaints Contact

  13 Glenavon Close

  Claygate

  Esher

  Surrey

  KT10 0HP

  UNITED KINGDOM

  Phone

  +4401372466005

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Andrew Peter Webb

  IRN APW00011

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (15 Jan 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Jan 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jan 2013 to 8 Dec 2019)
  • CF1 Director (15 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Jan 2013 to 30 Sep 2018)
• Heidi Grace Webb

  IRN HGW01017

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
  • CF1 Director (16 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (23 Jan 2015 to 8 Dec 2019)
• Judith Barbara Webb

  IRN JBW00020

  • CF1 Director (15 Jan 2013 to 1 Jun 2015)
• Philip George Daw

  IRN PGD01083

  • CF1 Director (8 Dec 2017 to 1 Sep 2019)
  • CF30 Customer (19 Aug 2017 to 1 Sep 2019)

No changes recorded yet.