Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (6 Apr 2017 to 20 Jun 2017)
- CF28 Systems and controls (6 Apr 2017 to 20 Jun 2017)
- CF11 Money Laundering Reporting (14 Mar 2017 to 10 May 2018)
- CF10 Compliance Oversight (21 Feb 2014 to 4 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.