Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swissquote Ltd (no longer approved here)

    FRN 562170

    • CF10a CASS Oversight function (6 Apr 2017 to 20 Jun 2017)
    • CF28 Systems and controls (6 Apr 2017 to 20 Jun 2017)
    • CF11 Money Laundering Reporting (14 Mar 2017 to 10 May 2018)
    • CF10 Compliance Oversight (21 Feb 2014 to 4 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.