Havilland De Sausmarez

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Material risk taker (17 Apr 2020 to 30 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (4 Mar 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
    • CF1 Director (28 Jan 2005 to 10 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.