Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF3 Chief Executive (1 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2019 to 8 Dec 2019)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF30 Customer (21 May 2018 to 1 Feb 2019)
  • H.I.G. Capital International Advisors, LLP (no longer approved here)

    FRN 473775

    • CF4 Partner (6 Dec 2012 to 5 Dec 2016)
    • CF30 Customer (6 Dec 2012 to 5 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.