Harry James Morgan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF30 Customer (23 Jan 2017 to 8 Dec 2019)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
Anderson Strathern Asset Management Limited (no longer approved here)
FRN 552925
- CF29 Significant management (10 Nov 2014 to 4 Dec 2015)
- CF30 Customer (5 Aug 2014 to 4 Dec 2015)
Thomas Miller Investment Ltd. (no longer approved here)
FRN 189829
- CF1 Director (15 May 2012 to 19 Jun 2014)
- CF30 Customer (15 May 2012 to 1 Aug 2014)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF27 Investment Management (6 Jan 2003 to 26 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.