Harry James Heathcoat Amory

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLUE NOBLE LLP

    FRN 789552

    • [FCA CF] Client dealing (since 21 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (5 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2017 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF30 Customer (1 Nov 2007 to 29 Sep 2017)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (3 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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