BLUE NOBLE LLP

Date authorised
5 December 2017
Companies House
OC417902
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Heddon Street
    London
    W1B 4BD
    UNITED KINGDOM
    Phone
    +4407340260574
    Web
    https://www.bluenoble.co.uk

  • Complaints Contact

    1 Heddon Street
    Mayfair
    London
    W1B 4BD
    UNITED KINGDOM
    Phone
    +4407340260574

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Woodman Real Estate (UK) Ltd

    IRN XXW01119

    • CF4 Partner (5 Dec 2017 to 6 Dec 2019)
  • Harry James Heathcoat Amory

    IRN HJH01045

    • [FCA CF] Client dealing (since 21 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2017 to 8 Dec 2019)
  • Paul Timothy Forshaw

    IRN PTF01021

    • [FCA CF] Client dealing (since 21 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (5 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2017 to 8 Dec 2019)
  • Tobias Henry Llewellyn Evans

    IRN THE01008

    • [FCA CF] Client dealing (since 21 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2017 to 8 Dec 2019)
  • William James Palmer Michell

    IRN WJM01105

    • [FCA CF] Client dealing (since 21 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.