Harriet Katherine Pearce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Independent Franchise Partners, LLP
FRN 498991
- [FCA CF] Client dealing (since 19 Apr 2023)
Towers Watson Limited (no longer approved here)
FRN 432886
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (15 Feb 2017 to 8 Dec 2019)
Wellington Management International Limited (no longer approved here)
FRN 208573
- CF30 Customer (2 Sep 2011 to 31 Aug 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (23 Jan 2008 to 2 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.