Independent Franchise Partners, LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Independent Franchise Partners Llp10 Portman SquareLondonWestminsterW1H 6AZUNITED KINGDOM- Phone
- +442074959070
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Complaints Contact
Independent Franchise Partners Llp10 Portman SquareLondonWestminsterW1H 6AZUNITED KINGDOM- Phone
- +442074959070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Independent Franchise Partners Services
IRN XXI01022
- CF4 Partner (15 Jun 2009 to 9 Jun 2011)
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. Ngao Limited
IRN XXN01040
- CF4 Partner (31 Dec 2010 to 24 Aug 2015)
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. Rushmere HoldCo Limited
IRN XXR01076
- CF4 Partner (31 Dec 2010 to 8 Jul 2014)
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. Samannajosh Limited
IRN XXA01173
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (31 Dec 2010 to 8 Dec 2019)
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. Woodridings Limited
IRN XXW01055
- CF4 Partner (31 Dec 2010 to 2 Jan 2018)
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. Yode PSC Limited
IRN XXY01015
- SMF27 Partner (9 Dec 2019 to 18 Apr 2024)
- CF4 Partner (31 Dec 2010 to 8 Dec 2019)
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Benjamin Smith
IRN BXS02091
- [FCA CF] Client dealing (since 17 Mar 2021)
- CF30 Customer (16 Dec 2015 to 8 Dec 2019)
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Christopher Gin Lee
IRN CGL01039
- [FCA CF] Client dealing (18 Mar 2021 to 27 Feb 2025)
- CF30 Customer (1 Dec 2010 to 8 Dec 2019)
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Conor Diviney
IRN CXD00619
- [FCA CF] Client dealing (since 12 Feb 2025)
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David Warlow
IRN DXW01817
- [FCA CF] Manager of certification employee (since 31 Jul 2025)
- [FCA CF] Client dealing (since 17 Mar 2021)
- CF30 Customer (20 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.