Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Aug 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Aug 2008 to 31 Mar 2009)
    • CF10 Compliance Oversight (7 Aug 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2008 to 8 Dec 2019)
    • CF3 Chief Executive (7 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (7 Aug 2008 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF27 Investment Management (13 Nov 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.