Date authorised
1 April 2013
Companies House
OC335993
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Cavendish Square
    London
    W1G 0LB
    UNITED KINGDOM
    Phone
    +4402039913000
  • Complaints Contact

    3 Cavendish Square
    London
    W1G 0LB
    UNITED KINGDOM
    Phone
    +4402039913000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Edwards

    IRN AXE00192

    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Andrea Unternahrer

    IRN AEU01007

    • [FCA CF] Client dealing (since 13 Oct 2022)
  • Christopher Van Neste

    IRN CXV00095

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • David Henderson

    IRN DXH01927

    • CF30 Customer (15 Oct 2012 to 6 Jun 2016)
  • Harlan Hill Zimmerman

    IRN HXZ01004

    • [FCA CF] Client dealing (since 9 Dec 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (7 Aug 2008 to 31 Mar 2009)
    • CF4 Partner (7 Aug 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Aug 2008 to 8 Dec 2019)
    • CF3 Chief Executive (7 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (7 Aug 2008 to 8 Dec 2019)
  • Jared Small

    IRN JXS03388

    • CF30 Customer (12 Nov 2015 to 12 Apr 2019)
  • Lars Förberg

    IRN LXF00157

    • SMF27 Partner (since 6 May 2022)
  • Paul Myners

    IRN PXM01318

    • SMF27 Partner (9 Dec 2019 to 16 Jan 2022)
    • CF4 Partner (13 Jun 2011 to 8 Dec 2019)
  • Richard Paul Murray

    IRN RPM01094

    • [FCA CF] Client dealing (16 Mar 2021 to 27 Jun 2022)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
  • Skravleviken Holding AB

    IRN XXC01108

    • CF4 Partner (7 Aug 2008 to 13 May 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.