Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 13 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2023)
    • [FCA CF] Client dealing (since 5 Mar 2021)
  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • CF30 Customer (12 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.