Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 13 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2023)
- [FCA CF] Client dealing (since 5 Mar 2021)
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- CF30 Customer (12 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.