Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Herbert Scott Ltd
FRN 179810
- Responsibility for MCD Intermediation (since 12 Sep 2025)
- Responsible for Insurance Distribution (since 12 Sep 2025)
- SMF16 Compliance Oversight (since 12 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Sep 2025)
- SMF3 Executive Director (since 12 Sep 2025)
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- CF30 Customer (2 Jan 2013 to 4 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.