Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Feb 2026)
    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 24 Feb 2026)
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (8 Oct 2020 to 10 Jun 2021)
    • [FCA CF] Material risk taker (9 Jul 2018 to 11 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 11 Oct 2019)
    • [FCA CF] Client dealing (9 Jul 2018 to 29 Jun 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Dec 2007 to 26 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.