Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 24 Feb 2026)
- [FCA CF] Manager of certification employee (since 13 Nov 2025)
- [FCA CF] Client dealing (since 13 Nov 2025)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 24 Feb 2026)
- [FCA CF] Client dealing (since 13 Nov 2025)
- [FCA CF] Manager of certification employee (since 13 Nov 2025)
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- [FCA CF] Manager of certification employee (8 Oct 2020 to 10 Jun 2021)
- [FCA CF] Material risk taker (9 Jul 2018 to 11 Oct 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 11 Oct 2019)
- [FCA CF] Client dealing (9 Jul 2018 to 29 Jun 2025)
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- CF30 Customer (10 Dec 2007 to 26 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.