Hande Gozum

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 27 Sep 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 27 Sep 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 9 Sep 2022)
    • [FCA CF] Client dealing (20 Nov 2017 to 9 Sep 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (7 Nov 2018 to 9 Sep 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 9 Sep 2022)
    • CF30 Customer (9 Sep 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.